Series 34 Exam » Forex Regulatory Requirements » Security of Customer Funds, No Segregation

Security of Customer Funds, No Segregation

Security of Customer Funds, No Segregation

Generally customer funds are not held in segregated customer accounts separate from the FDM.  Accordingly, in the event of a bankruptcy at a FDM, the customer funds would be administered by a trustee according to the US bankruptcy laws (if based in the US).  Customers would be entitled to a pro rate distribution of available assets.  There is no guarantee they would be able to recover all of the customer funds.

Study Guide >>Forex Regulations >>  Security of Customer Funds, No Segregation

Post a Comment

Your email is never shared. Required fields are marked *

*
*